Author - David John Marotta

8 Broker-Dealers You Should Avoid

8 Broker-Dealers You Should Avoid

The CFP Board is revising the Standards by which it expects those holding the CFP® mark to abide. It has new proposals which hold the expectation of those using the CFP® mark to act as fiduciaries in every sense of the word. They expect those with the CFP® mark to not mislead consumer about how they are compensated or what conflicts of interest that might entail.

Now I read in an InvestmentNews article that “Eight major brokerage firms are calling on the Certified Financial Planner Board of Standards Inc. to halt its effort to raise the investment-advice requirement attached …

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